SGX Filings

    Notice Of A Change In The Percentage Level Of A Substantial Shareholder’s Interest

    SGX Filings
    Part I
    1.Date of notice to issuer11/03/2009
    2.Name of Substantial ShareholderUBS AG
    3.Notice TypeNotice of a Change in the Percentage Level of a Substantial Shareholder’s Interest or Cessation of Interest.
    Part II – Not Required
    Part III
    1.Date of change of Interest09/03/2009
    2.The change in the percentage levelFrom 10.85 % To 11.14 %
    3.Circumstance(s) giving rise to the interest or change in interest# Others

    Deemed interests by virtue of (a) UBS AG having an interest, or (b) section 7
    (4) or 7(4A) of the Companies Act in shares over which subsidiaries/affiliates
    of UBS AG have an interest, by reason of the ability to exercise voting
    discretion and to acquire/dispose of shares. Changes in the deemed interests have occurred as a result of increase in stock borrowing from internal parties.

    4.A statement of whether the change in the percentage level is the result of a transaction or a series of transactions:A series of transactions.
    Part IV
    1.Holdings of Substantial Shareholder, including direct and deemed interest :
     
     DirectDeemed
    No. of shares held before the change495,338185,377,045
    As a percentage of issued share capital0.03 %10.82 %
    No. of shares held after the change495,338190,449,245
    As a percentage of issued share capital0.03 %11.11 %
    Footnotes(i) The deemed interests in the no. of shares and percentage of issued share capital
    held before the change provided in part IV above comprised of 163,025,956 shares (9.52%)
    representing interests aggregating voting shares and 22,351,089 shares (1.30%) representing
    interests aggregating non-voting shares.

    (ii) The deemed interests in the no. of shares and percentage of issued share capital
    held after the change provided in part IV above comprised of 168,121,156 shares (9.81%)
    representing interests aggregating voting shares and 22,328,089 shares (1.30%) representing
    interests aggregating non-voting shares.

    (iii) The percentage of issued share capital is calculated based on 1,713,310,324 shares
    in issue as at the date of change of interest.

    (iv) Non-Voting Shares are shares which the UBS Group has authority to acquire and dispose of the shares but does not exercise any discretion over the voting rights.

    Subscribe to Our News Alerts