SGX Filings

    Notice Of A Change In The Percentage Level Of A Substantial Shareholder’s Interest

    SGX Filings
    Part I
    1. Date of notice to issuer 09/03/2009
    2. Name of Substantial Shareholder UBS AG
    3. Notice Type Notice of a Change in the Percentage Level of a Substantial Shareholder’s Interest or Cessation of Interest.
    Part II – Not Required
    Part III
    1. Date of change of Interest 05/03/2009
    2. The change in the percentage level From 11.99 % To 10.85 %
    3. Circumstance(s) giving rise to the interest or change in interest # Others

    Deemed interests by virtue of (a) UBS AG having an interest, or (b) section 7
    (4) or 7(4A) of the Companies Act in shares over which subsidiaries/affiliates
    of UBS AG have an interest, by reason of the ability to exercise voting
    discretion and to acquire/dispose of shares. Changes in the deemed interests have occurred as a result of decrease in stock borrowing from external parties.

    4. A statement of whether the change in the percentage level is the result of a transaction or a series of transactions: A series of transactions.
    Part IV
    1. Holdings of Substantial Shareholder, including direct and deemed interest :
     
      Direct Deemed
    No. of shares held before the change 505,338 204,862,239
    As a percentage of issued share capital 0.03 % 11.96 %
    No. of shares held after the change 495,338 185,377,045
    As a percentage of issued share capital 0.03 % 10.82 %
    Footnotes (i) The deemed interests in the no. of shares and percentage of issued share capital
    held before the change provided in part IV above comprised of 182,828,150 shares (10.67%)
    representing interests aggregating voting shares and 22,034,089 shares (1.29%) representing
    interests aggregating non-voting shares.

    (ii) The deemed interests in the no. of shares and percentage of issued share capital
    held after the change provided in part IV above comprised of 163,025,956 shares (9.52%)
    representing interests aggregating voting shares and 22,351,089 shares (1.30%) representing
    interests aggregating non-voting shares.

    (iii) The percentage of issued share capital is calculated based on 1,713,310,324 shares
    in issue as at the date of change of interest.

    (iv) Non-Voting Shares are shares which the UBS Group has authority to acquire and dispose of the shares but does not exercise any discretion over the voting rights.

    Subscribe to Our News Alerts